SEC

SEC

SEC Proposals for investment advisers

The SEC has released a proposal for amendments to the Investment Advisers Act, which suggests registered investment advisers in the US need to...

SEC

The Rise of the Sub-Advisor

Use of sub-advisors in the investment management sector is up, but the SEC is paying careful attention to ensure there is adequate oversight and...

Insights

Diligend on the SEC proposals for private investment funds disclosures

Diligend responds to the SEC's private investment fund disclosure proposals with recommendations and solutions.