RISK AND COMPLIANCE

Manage third party risk more effectively

Diligend's advanced monitoring capabilities mean it is the perfect toolset for de-risking the investment process, particularly where third parties are involved.

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DELEGATE OVERSIGHT

Meet regulatory requirements around delegated activities

Diligend provides the perfect platform for AIFs, AIFMs and UCITS management companies to carry out initial due diligence and continuous monitoring and supervision of delegates in accordance with local regulatory requirements. 

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SUBADVISORY MONITORING

Identify and maintain high quality sub advisors with regular due diligence

Aid the sub advisor selection process with qualitative due diligence that spans asset classes and investment strategies. Maintain governance with regular monitoring.

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DILIGEND COLLECT

Gather the information you need for effective oversight of investment management third parties

De-risk third party outsourcing, gain visibility into investment management activities and meet regulatory requirements.

DDQ Engine

Ask the questions you want. Simple, intuitive and customizable.

Data Tracking

Set up pre-defined flags and alerts to track risks within third parties.

Workflows and Collaboration Tools

Allocate tasks, track activities and progress. And see a full audit trail.

Review and Risk Management

Review only the data you want to see in the fully customizable review module.

Automated Scoring and Comparison

Monitor third parties at a glance, with customizable, automated scoring and comparison.

Analytics and Reporting

Fully customized, automatic report creation in any format. Linked directly to your CRM or database.

Response Portal

White-labelled response portal is user friendly and intuitive. Third parties can pre-fill from previous answers or drag and drop where required.

CRM and Document Management

Enrich your data. Outlook and SharePoint integrations let you track contacts, emails and shared documents.

LUXEMBOURG

Summary of CSSF Circular 18/698

The Circular outlines the specific framework for delegation of investment activities and ongoing supervision in Luxembourg.

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IRELAND

Central Bank of Ireland's guidance around delegate oversight

Guidance for boards of directors of investment firms, UCITS management companies, AIFMs and AIF management companies authorised in Ireland

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US

Ensuring sufficient oversight of subadvisers

The SEC is putting advisers that utilize subadvisers under greater scrutiny. Simply asking for policies, procedures and certifications is no longer sufficient.

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Reduce risks, maintain compliance